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Securities Industry Essentials (SIE) Exam Prep

This course equips you with the knowledge and strategic approach needed to pass the Securities Industry Essentials® (SIE®) Exam, a critical Financial Industry Regulatory Authority (FINRA) qualification exam. During this comprehensive training, you will learn essential industry concepts like suitability requirements, customer accounts, trading practices, regulatory frameworks, and much more.

Securities-Industry-Essentials-SIE
$550.00 (USD)

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  • Overview
  • Objective
  • Syllabus
  • Requirements
  • Prerequisites
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Overview

Objective

Syllabus

Requirements

Prerequisites

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Instructor

FAQs

What is the average salary of a financial analyst?

According to Indeed, the average salary for a financial analyst is $79,127 per year in the U.S.

What is a financial analyst? What does a financial analyst do?

A financial analyst evaluates financial data to help businesses and individuals make informed decisions, analyzing financial statements, market trends, and economic conditions to forecast future performance and provide investment recommendations.

What is the average salary of an investment analyst?

According to ZipRecruiter, the average salary for an investment analyst in the U.S. is around $85,807 per year. This can vary based on experience with entry-level positions closer to $60,000 and those with 10-20 years of experience earning six-figure salaries.

What is an investment analyst? What does an investment analyst do?

An investment analyst researches and analyzes financial data to help guide investment decisions, often specializing in specific sectors, asset classes, or geographic regions, and provides insights to portfolio managers and other investment professionals.

Does this course prepare you for a certification?

Yes. This course prepares students to sit for the Securities Industry Essentials (SIE) Exam through the Financial Industry Regulatory Authority (FINRA).

How long does it take to complete this course?

After you register, you will receive three (3) months to complete the course. The time allotted for completion has been calculated based on the number of course hours.

When can I start this course?

This course is open enrollment, so you can register and start the course whenever you are ready. Access to your course can take 24-48 business hours.

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North Central State College
Technology & Workforce Development
2441 Kenwood Circle
P.O. Box 698
Mansfield, OH 44901 US
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